Partnership with a Fortune 500 Wealth Management Firm Drives the Advancement of the Industry-Leading Licensing & Registration Solution to Support Firms Operating in Both the US and Canada
RegEd, the leading provider of regulatory compliance and credentialing solutions for the financial services industry, today announced the expansion of its Xchange Producer Management platform to support insurance licensing and securities registration in Canada. This expansion enables financial services firms to harmonize their US and Canadian licensing and registration processes, leveraging Xchange’s advanced automation to improve efficiency, enhance compliance, and accelerate time-to-market for financial professionals operating across both regions. The move comes as part of a new agreement with one of the largest wealth management firms in the US, who will partner with RegEd to launch the new capabilities.
As financial services firms continue to focus on digital transformation, many are seeking to modernize outdated licensing and registration systems. U.S.-based firms with operations in Canada, in particular, require a single, unified platform to support licensing and registration processes in both countries. The expansion of Xchange enables these firms to streamline operational workflows, reduce administrative overhead, and ensure compliance across multiple jurisdictions.
“As firms look to replace aging licensing and registration systems, they need a solution that can support their entire North American footprint,” said Frank Brienzi, CEO of RegEd. “With Xchange’s expansion into Canada, we are meeting that need—offering a comprehensive, automated solution that simplifies compliance for firms operating in both the U.S. and Canada.”
How Xchange Will Deliver More Value for Firms Who Operate in Canada
- Seamless U.S.-Canada Integration – Extends Xchange’s advanced automation capabilities to Canadian licensing and registration processes, enabling firms to manage both U.S. and Canadian compliance in a single system.
- Integration with the National Registration Database (NRD) – Synchronizes registration data in real time and enables electronic filings for Canadian securities registrants.
- Localization Capabilities – Provides support for both English and French-language interfaces and documentation, ensuring a seamless experience for Canadian users in their preferred language.
By investing in localization capabilities and NRD integration, RegEd is reinforcing its commitment to delivering best-in-class compliance technology to global financial services firms.
“Xchange has long been the industry’s most trusted licensing and registration solution in the U.S.,” said Ethan Floyd, Chief Product Officer of RegEd. “Now, we’re bringing that same automation, efficiency, and compliance-driven innovation to the Canadian market, helping firms retire legacy systems and unify their licensing and registration functions.”
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